Investment Management– Our trading department works with advisors on managing the client’s portfolio in a tax-optimized way – daily rebalancing, tax-loss harvesting, asset location, etc. An established firm with a stellar reputation, thousands of clients, refined processes, a talented team, and a marketing machine in place. Top 5 financial advisor interview questions with detailed tips for both hiring managers and candidates. The Pay tab describes typical earnings and how workers in the occupation are compensated—annual salaries, hourly wages, commissions, tips, or bonuses.


With their support and guidance, you can feel more confident that the assets you’ve built up will see you through retirement. This means they meet the right standards and you get more protection if you’re not happy with the service. For example, you can complain to the Financial Services Ombudsman and may be able to claim compensation if things go wrong.


Bankrate senior reporter James F. Royal, Ph.D., covers investing and wealth management. His work has been cited by CNBC, the Washington Post, The New York Times and more. The offers that appear on this site are from companies that compensate us. This compensation may impact how and where products appear on this site, including, for example, the order in which they may appear within the listing categories.

  • From 2013, the advisor has to explain to you how much their advice will cost and discuss and agree with you how you will pay for it.
  • They must use this information to understand which product or products would be suitable for you before recommending anything.
  • You will probably still need a CPA or tax software to file your taxes.
  • It’s usually best to get independent financial advice so that you can look at the widest range of advice and products available.

They might not be allowed to contact you at their new firm and your account might get passed on to someone you’re not familiar with. is an independent, advertising-supported publisher and comparison service. We are compensated in exchange for placement of sponsored products and, services, or by you clicking on certain links posted on our site. Therefore, this compensation may impact how, where and in what order products appear within listing categories. Other factors, such as our own proprietary website rules and whether a product is offered in your area or at your self-selected credit score range can also impact how and where products appear on this site. While we strive to provide a wide range offers, Bankrate does not include information about every financial or credit product or service.