Sign Up NowGet this delivered to your inbox, and more info about our products and services. The Financial Advisers Register lists all individuals who are authorised as a financial adviser. All SIIAP companies are authorised and regulated by the Financial Conduct Authority and adhere to a strict ‘Code of Conduct’.

  • The services provided to clients who elect to receive ongoing advice will vary based upon the amount of assets in a portfolio.
  • In such cases, the advisor is often just selling you the company’s products and services.
  • Advisors working on project development strive to learn from the locals when implementing adaptation and mitigation projects across village, island, and national levels.
  • Completion of the Canadian Securities Course allows the sale of most types of securities, including stocks, bonds, and mutual funds.

Talk to your advisor about your big-ticket wishes and whether you have enough money to splash out a little before you settle into quieter spending. The senior adult woman reviews her bank statement to determine what needs to be adjusted or corrected. Whether you are an employer or an employee, we can help make your 401 or 403 retirement plan simpler, cheaper, and easier to manage. And fund selection with the help of an external committee of economists, PhDs, and industry experts.

Financial Manager Job Description

These services can save you time and potentially cost you less money. A commonality among firms is that financial products are selected to fit the client’s risk profile. Suppose, for example, a 50-year-old individual who’s already amassed enough net worth for retirement and is predominantly interested in capital preservation. They may have a very conservative asset allocation of 45% in stock assets (which may include individual stocks, mutual funds and/or exchange-traded funds ) and 55% in fixed-income assets such as bonds. How they’re getting paid determines how much that financial advisor costs.


Invest and trade how you want and where you want with $0 commission trades¹ and award-winning tools and resources from one of the pioneers of digital investing. Work toward a goal with a diversified, online portfolio and the ability to invest in themes you choose. Our firm’s commitment to sustainability informs our operations, governance, risk management, diversity efforts, philanthropy and research. From our origins as a small Wall Street partnership to becoming a global firm of more than 60,000 employees today, Morgan Stanley has been committed to clients and communities for 85 years.